-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MVB+PJTIHUKmlW/KWABAqIQK1qtOkJYcZ4waUZxwNNolGAB7E35+FMXHaasOZWMJ NJPwAJVCj83ijsq3+Jr9XQ== 0000882377-04-001700.txt : 20040824 0000882377-04-001700.hdr.sgml : 20040824 20040824162735 ACCESSION NUMBER: 0000882377-04-001700 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040824 DATE AS OF CHANGE: 20040824 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SNB Bancshares Inc CENTRAL INDEX KEY: 0001293314 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 760472829 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80004 FILM NUMBER: 04994413 BUSINESS ADDRESS: STREET 1: 14060 SOUTHWEST FREEWAY CITY: SUGAR LAND STATE: TX ZIP: 77478 BUSINESS PHONE: 281-269-7200 MAIL ADDRESS: STREET 1: 14060 SOUTHWEST FREEWAY CITY: SUGAR LAND STATE: TX ZIP: 77478 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL STOCKS INC CENTRAL INDEX KEY: 0001041241 IRS NUMBER: 311437546 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 507 CAREW TOWER 441 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132416166 MAIL ADDRESS: STREET 1: 5070 CAREW TOWER 441 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45202 SC 13G 1 d220680.txt FINANCIAL STOCKS INC SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* SNB Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 78460M209 (CUSIP Number) August 18, 2004 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which the Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------- ----------------- CUSIP No. 78460M209 13G Page 2 of 6 Pages - - - ------------------- -----------------
- -------- ------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON SS. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Voluntary) Financial Stocks, Inc. - -------- ------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------- ------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - -------- ------------------------------------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Ohio - ------------------------- ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 452,000 BENEFICIALLY ---------- --------------------------------------- ---------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 0 REPORTING ---------- --------------------------------------- ---------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER 452,000 - ------------------------- ---------- --------------------------------------- ---------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------- ------------------------------------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 452,000 - -------- ------------------------------------------------------------------------------------------------------------ 10 CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* |_| - -------- ------------------------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.0% of 9,039,421 shares of Common Stock outstanding as of August 18, 2004. - -------- ------------------------------------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* CO - -------- ------------------------------------------------------------------------------------------------------------
- ------------------- ----------------- CUSIP No. 78460M209 13G Page 3 of 6 Pages - - - ------------------- ----------------- - -------------------------------------------------------------------------------- ITEM 1(A). NAME OF ISSUER - -------------------------------------------------------------------------------- SNB Bancshares, Inc. - -------------------------------------------------------------------------------- ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICE - -------------------------------------------------------------------------------- 14060 Southwest Freeway, Sugar Land, Texas 77478 - -------------------------------------------------------------------------------- ITEM 2(A). NAME OF PERSON FILING - -------------------------------------------------------------------------------- Financial Stocks, Inc. ("FSI") - -------------------------------------------------------------------------------- ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE - -------------------------------------------------------------------------------- 507 Carew Tower, 441 Vine Street, Cincinnati, Ohio 45202 - -------------------------------------------------------------------------------- ITEM 2(C). CITIZENSHIP - -------------------------------------------------------------------------------- Ohio - -------------------------------------------------------------------------------- ITEM 2(D). TITLE OF CLASS OF SECURITIES - -------------------------------------------------------------------------------- Common stock, par value $0.01 per share - -------------------------------------------------------------------------------- ITEM 2(E). CUSIP NUMBER - -------------------------------------------------------------------------------- 78460M209 - -------------------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: Not Applicable. ITEM 4. OWNERSHIP (a) Amount beneficially owned....................... 452,000 (b) Percent of class................................ 5.0%1 (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote....... 452,000 (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct disposition of ................................ 452,000 (iv) Shared power to dispose or to direct disposition of ................................ 0 - ---------- 1 Based on 9,039,421 shares of common stock outstanding as of August 18, 2004 - ------------------- ----------------- CUSIP No. 78460M209 13G Page 4 of 6 Pages - - - ------------------- ----------------- Financial Stocks Capital Partners L.P. is the record owner of 300,000 shares of the security being reported, and Financial Stocks Limited Partnership is the record owner of 152,000 shares of the security being reported. Financial Stocks, Inc. is the general partner of each of Financial Stocks Capital Partners L.P. and Financials Stocks Limited Partnership and, therefore, has the power to vote and dispose of such shares. Accordingly, Financial Stocks, Inc. may be deemed the beneficial owner of such shares. The foregoing should not be construed in and of itself as an admission by Financial Stocks, Inc. as to the beneficial ownership of the shares owned by Financial Stocks Capital Partners L.P. and Financial Stocks Limited Partnership. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable. ITEM 6. OWNERSHIP OF FIVE PERCENT ON BEHALF OF ANOTHER PERSON Financial Stocks Capital Partners L.P., the record owner of 300,000 shares of the security being reported, and Financial Stocks Limited Partnership, the record owner of 152,000 shares of the security being reported, have the right, as record owner of their respective shares, to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. Financial Stocks, Inc., the reporting person, is the general partner of each of Financial Stocks Capital Partners L.P. and Financial Stocks Limited Partnership. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY See Exhibit 1. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable. - ------------------- ----------------- CUSIP No. 78460M209 13G Page 5 of 6 Pages - - - ------------------- ----------------- ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: August 23, 2004 FINANCIAL STOCKS, INC. By: /s/ John M. Stein ----------------- John M. Stein President - ------------------- ----------------- CUSIP No. 78460M209 13G Page 6 of 6 Pages - - - ------------------- ----------------- EXHIBIT 1 IDENTIFICATION OF THE SUBSIDIARIES WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE CONTROL PERSON Financial Stocks, Inc. has filed this Schedule 13G as the general partner and control person of Financial Stocks Capital Partners L.P., record owner of 300,000 shares of the security being reported, and Financial Stocks Limited Partnership, record owner of 152,000 shares of the security being reported. -----END PRIVACY-ENHANCED MESSAGE-----